Total Return Securities (NYSE:SWZ) CEO Buys $28,837.59 in Stock

Posted by Nicole Kennedy on Apr 9th, 2026

Total Return Securities, Inc. (NYSE:SWZ – Get Free Report) CEO Andrew Dakos acquired 4,863 shares of the stock in a transaction on Thursday, April 2nd. The stock was acquired at an average cost of $5.93 per share, for a total transaction of $28,837.59. Following the acquisition, the chief executive officer directly owned 88 shares in the company, valued at $521.84. This represents a -101.84% increase in their position. The acquisition was disclosed in a document filed with the Securities & Exchange Commission, which is accessible through the SEC website.

Andrew Dakos also recently made the following trade(s):

On Monday, April 6th, Andrew Dakos acquired 100 shares of Total Return Securities stock. The stock was acquired at an average cost of $5.95 per share, for a total transaction of $595.00.
On Thursday, March 12th, Andrew Dakos acquired 3,324 shares of Total Return Securities stock. The stock was acquired at an average cost of $6.00 per share, for a total transaction of $19,944.00.
On Wednesday, March 11th, Andrew Dakos acquired 1,700 shares of Total Return Securities stock. The stock was acquired at an average cost of $6.00 per share, for a total transaction of $10,200.00.
On Friday, March 6th, Andrew Dakos acquired 12,500 shares of Total Return Securities stock. The stock was acquired at an average cost of $5.97 per share, for a total transaction of $74,625.00.
On Thursday, March 5th, Andrew Dakos acquired 12,000 shares of Total Return Securities stock. The stock was acquired at an average cost of $6.01 per share, for a total transaction of $72,120.00.
On Friday, February 27th, Andrew Dakos acquired 2,000 shares of Total Return Securities stock. The stock was acquired at an average cost of $6.20 per share, for a total transaction of $12,400.00.
On Thursday, February 26th, Andrew Dakos acquired 5,000 shares of Total Return Securities stock. The stock was acquired at an average cost of $6.17 per share, for a total transaction of $30,850.00.
On Wednesday, February 4th, Andrew Dakos acquired 6,000 shares of Total Return Securities stock. The stock was acquired at an average cost of $6.03 per share, for a total transaction of $36,180.00.
On Tuesday, February 3rd, Andrew Dakos acquired 10,000 shares of Total Return Securities stock. The stock was acquired at an average cost of $5.97 per share, for a total transaction of $59,700.00.

Total Return Securities Stock Up 0.7%

Shares of SWZ opened at $6.01 on Thursday. Total Return Securities, Inc. has a twelve month low of $5.84 and a twelve month high of $9.43. The stock’s 50 day moving average is $6.02 and its two-hundred day moving average is $6.06.

Institutional Investors Weigh In On Total Return Securities

A number of institutional investors have recently added to or reduced their stakes in the business. Allspring Global Investments Holdings LLC boosted its holdings in Total Return Securities by 10.2% in the 3rd quarter. Allspring Global Investments Holdings LLC now owns 2,127,310 shares of the closed-end fund’s stock valued at $12,934,000 after purchasing an additional 196,505 shares in the last quarter. North Ground Capital lifted its position in shares of Total Return Securities by 241.6% during the 4th quarter. North Ground Capital now owns 661,145 shares of the closed-end fund’s stock valued at $4,112,000 after acquiring an additional 467,622 shares during the period. Matisse Capital lifted its position in shares of Total Return Securities by 0.5% during the 4th quarter. Matisse Capital now owns 610,000 shares of the closed-end fund’s stock valued at $3,794,000 after acquiring an additional 3,000 shares during the period. Saba Capital Management L.P. lifted its position in shares of Total Return Securities by 100.0% during the 4th quarter. Saba Capital Management L.P. now owns 605,224 shares of the closed-end fund’s stock valued at $3,764,000 after acquiring an additional 302,612 shares during the period. Finally, Rivernorth Capital Management LLC lifted its position in shares of Total Return Securities by 15.4% during the 4th quarter. Rivernorth Capital Management LLC now owns 437,018 shares of the closed-end fund’s stock valued at $2,718,000 after acquiring an additional 58,381 shares during the period. Hedge funds and other institutional investors own 41.12% of the company’s stock.

Total Return Securities Company Profile

(Get Free Report)

Total Return Securities (NYSE:SWZ) is a closed-end management investment company listed on the New York Stock Exchange. The fund seeks to deliver a high total return for shareholders by combining capital appreciation with current income. It provides access to a diversified portfolio of equity and fixed-income securities spanning multiple industries and regions.

SWZ’s investment strategy typically blends dividend-paying common stocks, corporate bonds and other credit instruments. The fund may employ moderate leverage to enhance returns and pursues an active management approach, dynamically adjusting its allocations in response to evolving market conditions.